Regulatory Advice

Regulatory Advice

The Maples Group provides regulatory legal advice, including:

• Application of licensing laws, including assistance with licence applications, exemptions, amendments and surrenders
• Assistance with regulatory reporting for M&A and reorganisations
• Drafting client mandates, account opening forms, subscription and service level agreements
• Assisting with foreign and local disclosure requests 
• Advising on duties of confidentiality
• Advice with regard to data protection regulation
• Advice on anti-corruption and sanctions obligations
• Advising on conduct of business and potential registration / licensing implications
• Advising in relation to the extraterritorial effect of foreign legislation
• Assisting with beneficial ownership regime requirements
• Advising on reporting obligations falling under the Cayman Islands licensing laws
• Advising in relation to the regulation of Crypto and Fintech offerings